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Dealer

Dealer		An individual or firm that acts as a principal or counterparty to a transaction.
Additional comments: Principals take one side of a position, hoping to earn a spread (profit) by closing out the position in a subsequent trade with another party. In contrast, a broker is an individual or firm that acts as an intermediary, putting together buyers and sellers for a fee or commission.

Related Terms
		Broker An individual or firm that charges a fee or commission for executing buy and sell orders submitted by another individual or ... Retail investor Individual investor making decisions for a personal portfolio. In contrast to institutional investors who make decisions on behalf of financial institutions, ... SEC Securities and Exchange Commission: A commission created by Congress to regulate the securities markets and protect investors. It is composed of five ...

 

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