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 Netflix, Inc
Netflix, Inc. is an online movie rental subscription service providing more than 4,200,000 subscribers access to a comprehensive library of more than 55,000 movie, television ...
AlphaTrade Finance
AlphaTrade: AlphaTrade.com is a recognized digital media and marketing company specializing in creating networking opportunities to build your brand, sell more products, increase your web ...
Google, Inc.
Google's mission is to organize the world's information and make it universally accessible and useful.
As a first step to fulfilling that mission, Google's founders ...
G&S Minerals, Inc.
G & S Minerals, Inc. is development stage exploratory mineral and mining company that focuses on acquiring and growing assets and creating revenue from the ...
Columbia River Resources, Inc.
Columbia River Resources owns and operates Medify Solutions Limited, a wholly owned UK subsidiary.
Medify Solutions Limited has developed and is delivering secure mobile access solutions ...
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Market Surveillance
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The department responsible for investigating and preventing abusive, manipulative, or illegal trading practices on The NASDAQ Stock Market. Considerable resources are devoted to surveilling The NASDAQ Stock Market. A vast array of sophisticated automated systems reviews each trade and price quotation on an on-line, real-time basis. Off-line computer-based analyses are conducted to evaluate trading patterns on a monthly, weekly and daily basis.
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Additional comments:
Whenever any of these automated systems indicate unusual price or volume in a stock, NASDAQ Market Surveillance analysts determine if this was the result of legitimate market forces or perhaps a violation of rules. Among other things, analysts review press releases, review historical trading activity, interview brokers, Market Makers, and NASDAQ-listed company officials. Market Surveillance continues its inquiries until unusual movements are adequately explained.
If legitimate market forces were at work the case is closed without action. If it appears rule violations have occurred, a disciplinary action is initiated. Where corporate insiders or members of the investing public are involved in a potential violation, the case will be referred to the SEC.
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