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Subject	Started by	Replies	Views	Last post
2008/54 BCSC makes reciprocal orders based on Alberta and New Brunswick decisions	The Web Team	0	82	August 20, 2008, 12:04:31 PM by The Web Team
2008/53 Ontario investment firm fined for advising in B.C. without registration	The Web Team	0	87	August 15, 2008, 01:03:10 PM by The Web Team
2008/52 Firm pays $5,250 to BCSC for advising without registration	The Web Team	0	41	August 14, 2008, 02:03:32 PM by The Web Team
2008/51 Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2008 [CSA]	The Web Team	0	47	August 13, 2008, 11:03:55 AM by The Web Team
2008/50 Quebec-based investment firm fined for failing to register in British Columbia	The Web Team	0	52	August 11, 2008, 12:15:06 PM by The Web Team
2008/48 BCSC makes reciprocal orders: market bans based on three Alberta decisions	The Web Team	0	287	July 17, 2008, 02:09:32 PM by The Web Team
2008/47 Brokerage and employee pay $21,050 for selling cease-traded security	The Web Team	0	71	July 16, 2008, 11:10:52 AM by The Web Team
2008/46 BCSC makes reciprocal orders: market bans based on Alberta orders	The Web Team	0	144	July 09, 2008, 02:07:03 PM by The Web Team
2008/45 BCSC Executive Director's Bulletin: Securities regulator gives notice of a hearing into alleged insider trading	The Web Team	0	166	July 04, 2008, 11:05:41 AM by The Web Team
2008/44 BCSC issues market bans based on Alberta Securities Commission orders	The Web Team	0	261	June 20, 2008, 12:17:43 PM by The Web Team
2008/42 Former CEO banned from capital markets for five years	The Web Team	0	264	June 05, 2008, 02:15:45 AM by The Web Team
2008/43 Canadian regulators active participants on IOSCO task forces [CSA ]	The Web Team	0	120	June 05, 2008, 02:15:44 AM by The Web Team
2008/38 BCSC lifts cease trade order against Richmond medical device company	The Web Team	0	255	May 21, 2008, 09:12:18 AM by The Web Team
2008/37 BCSC releases revisions to proposed rule for U.S. OTC issuers	The Web Team	0	206	May 14, 2008, 03:26:27 PM by The Web Team
2008/36 BCSC releases registration requirements for dealers trading in U.S. OTC markets	The Web Team	0	138	May 13, 2008, 11:20:18 PM by The Web Team
2008/35 Some "motherly advice" may help you avoid investment fraud	The Web Team	0	150	May 10, 2008, 10:06:50 AM by The Web Team
2008/34 BCSC Executive Director's Bulletin: Securities regulator gives notice of hearing into alleged misleading statements by B.C	The Web Team	0	202	May 02, 2008, 12:00:47 PM by The Web Team
2008/33 Commission panel finds deceased man committed fraud	The Web Team	0	135	April 30, 2008, 12:01:12 PM by The Web Team
2008/31 Canadian securities regulators enhance internal control reporting requirements [CSA]	The Web Team	0	231	April 19, 2008, 10:01:44 AM by The Web Team
2008/30 CSA increases financial literacy among youth with Financial Fitness Challenge [CSA]	The Web Team	0	171	April 15, 2008, 11:01:07 AM by The Web Team
2008/29 Commission bans three people who illegally distributed securities in Alberta	The Web Team	0	201	April 09, 2008, 11:01:06 AM by The Web Team
2008/28 Convicted fraudster and two associates banned from B.C.'s capital markets	The Web Team	0	161	April 08, 2008, 06:22:32 PM by The Web Team
2008/27 Securities regulators and credit union educator launch course to fight fraud	The Web Team	0	198	March 31, 2008, 11:00:33 AM by The Web Team
2008/26 Canadian regulators issue guidance regarding cease trade orders [CSA]	The Web Team	0	158	March 28, 2008, 12:00:26 PM by The Web Team
2008/25 BCSC Executive Director's Bulletin: Securities regulator issues notice of hearing to extend the temporary order against B.C. m	The Web Team	0	132	March 27, 2008, 11:00:42 AM by The Web Team
2008/24 Canadian regulators adopt harmonized prospectus rule [CSA]	The Web Team	0	181	March 13, 2008, 03:02:50 PM by The Web Team
2008/23 Investor Alert: B.C. and Manitoba securities regulators investigating Gold-Quest International	The Web Team	0	247	March 06, 2008, 05:00:57 AM by The Web Team
2008/22 Canadian regulators propose enhancements to registration regime [CSA]	The Web Team	0	169	February 29, 2008, 04:00:30 PM by The Web Team
2008/21 Kelowna-area grads give schools high marks and feel better prepared for financial future	The Web Team	0	147	February 28, 2008, 01:01:26 PM by The Web Team
2008/20 Learn how to avoid investment scams during Fraud Prevention Month [CSA]	The Web Team	0	131	February 28, 2008, 12:00:15 PM by The Web Team
2008/19 Alberta investment firm fined for advising clients without B.C. registration	The Web Team	0	133	February 27, 2008, 01:00:47 PM by The Web Team
2008/18 Firm fined for advising investors without registration in British Columbia	The Web Team	0	136	February 27, 2008, 01:00:47 PM by The Web Team
2008/12 BCSC Executive Director's Bulletin: Securities regulator alleges three British Columbia men committed fraud	The Web Team	0	139	February 26, 2008, 01:00:36 PM by The Web Team
2008/16 Canadian securities regulators propose improvements to executive compensation disclosure [CSA]	The Web Team	0	144	February 26, 2008, 01:00:36 PM by The Web Team
2008/17 Media Advisory: School District No. 23 and BCSC announce 2007 grad survey results	The Web Team	0	167	February 22, 2008, 02:00:54 PM by The Web Team

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