2008/52 Firm pays $5,250 to BCSC for advising without registration

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2008/52 Firm pays $5,250 to BCSC for advising without registration

« on: August 14, 2008, 03:03:32 PM »

2008/52 Firm pays $5,250 to BCSC for advising without registration





Vancouver - An Ontario-based investment firm agreed to

pay a fine and registration fees to the British Columbia

Securities Commission for engaging in unregistered activity.

Wirth Associates Inc., an investment counsel and portfolio

manager registered in Ontario, admitted in a settlement agreement

with the BCSC that it had conducted transactions for ...




http://www.bcsc.bc.ca/release.asp?id=6784


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2008/52 Firm pays $5,250 to BCSC for advising without registration

« on: August 14, 2008, 03:03:32 PM »


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