Stock Market Forums

                                                                   
   
      2008/53 Ontario investment firm fined for advising in B.C.              
   
      without registration                                                    
   
                                                                       
   
   

                                                             
   
        Vancouver - The British Columbia Securities Commission                
   
      has settled with an Ontario-based investment firm that agreed            
   
      to pay $19,825 in fines and fees for advising clients without            
   
      being registered. Doherty & Associates Ltd., an investment      
   
      counsel and portfolio manager registered in Ontario, admitted            
   
      in a settlement agreement with the BCSC ...                              
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=6810