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2008/79 Investment firm fined for breaching BCSC cease trade order

Stock Market Forums > Securities Regulators > BC Securities Commission >  2008/79 Investment firm fined for breaching BCSC cease trade order



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« on: December 01, 2008, 01:59:43 PM »
                                                                   
   
      2008/79 Investment firm fined for breaching BCSC cease trade order      
   
                                                                       
   
   

                                                             
   
        Vancouver - The British Columbia Securities Commission                
   
      has settled with an Ontario-based investment firm that admitted          
   
      to allowing one of its employees to trade in securities that            
   
      were under a cease trade order. On June 5, 2008, the BCSC                
   
      issued a cease trade order (CTO) against GeoGlobal Resources            
   
      Inc., an Alberta-based oil and gas exploration company ...              
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=7158                    
   
   
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« on: December 01, 2008, 01:59:43 PM »

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