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Commission panel sanctions former mutual fund salesperson

Stock Market Forums > Securities Regulators > BC Securities Commission > Commission panel sanctions former mutual fund salesperson



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« on: September 18, 2007, 01:01:42 PM »
Commission panel sanctions former mutual fund salesperson  
   
   

                                                             
   
        Vancouver - A British Columbia Securities Commission panel            
   
      has banned a former mutual fund sales person from selling                
   
      securities for three years. Bryan Orr cannot trade securities,          
   
      except in limited circumstances, for three years after a                
   
      commission panel approved a settlement agreement between                
   
      Orr's counsel and commission staff. Orr admitted that ...                
   
                                                                 
   
   

http://www.bcsc.bc.ca/release.asp?id=5775                    
   
   
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« on: September 18, 2007, 01:01:42 PM »

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