Commission upholds IDA panel ruling on registrant's suspension

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Commission upholds IDA panel ruling on registrant's suspension

« on: January 03, 2008, 03:00:40 PM »

Commission upholds IDA panel ruling on registrant's suspension





Vancouver - A British Columbia Securities Commission panel

upheld a ruling by the Investment Dealers Association of

Canada that resulted in a two-month suspension of a mutual

fund salesperson. On Nov. 27, 2007, a commission panel held

a hearing to review an IDA panel's decision regarding the

suspension of David Michael Michaels, a mutual fund salesperson ...




http://www.bcsc.bc.ca/release.asp?id=6054


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Commission upholds IDA panel ruling on registrant's suspension

« on: January 03, 2008, 03:00:40 PM »


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