Investment firm fined for failing to register in British Columbia

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Investment firm fined for failing to register in British Columbia

« on: January 04, 2008, 02:00:14 PM »

Investment firm fined for failing to register in British Columbia





Vancouver - An investment firm agreed to pay the British

Columbia Securities Commission $74,050 after admitting to

advising investors without proper registration. Dorchester

Investment Management, a firm that holds registration in

Quebec and Ontario, admitted in a settlement agreement with

the BCSC that it had provided investment advice to B.C. investors ...




http://www.bcsc.bc.ca/release.asp?id=6055


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Investment firm fined for failing to register in British Columbia

« on: January 04, 2008, 02:00:14 PM »


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